Document Management (320 companies found)

Document management solutions for the financial services sector like the ones offered by the vendors in this category control the life cycle of documents for financial institutions of all kinds, including wealth management and investment firms, commercial banks, mortgage brokers and others. Some of the financial services document management capabilities these solutions provide include control of document creation, access and review, editing, publishing/distribution, and how they are ultimately disposed of or stored. In addition, many of these vendors’ solutions address compliance with financial services regulatory laws such as Graham-Leach-Bliley, NASD 3010 & NYSE 342, SEC 17a-3 and 17a-4, Sarbanes-Oxley sections 302 and 404 for public companies, and IRS Rev. Proc. 97-22. Click on the links to visit these companies' websites, learn more about the solutions they offer, or to contact them by phone or email.

  • Albridge Solutions

    Web-Based Portfolio Accounting & Performance Reporting
    Document Management System: Albridge offers a fully integrated, imaging, workflow and document management system accessible by front office, middle office and home office staff. The system is customizable, SEC 17 a-4 compliant, and provides users the ability to scan, store, retrieve, view and approve documents on the...
  • FinFolio

    Investment Potrfolio Management Software
    FinFolio develops and supports portfolio management software for financial professionals. Our clients include investment advisors, financial planners and wealth institutions with assets ranging from under $100 million to almost $100 billion.​​ Philosophy We think portfolio management...
  • Bell and Howell

    Bell and Howell is a leading global provider of multi-channel communications solutions, providing messaging technologies for print, Web and mobile delivery. We dedicate ourselves to drive positive growth for our customers, and our suite of solutions are designed to be open, flexible, solve...
  • Microsoft Corporation

    Share Point 2013 for Document Management: The features integrated into Microsoft's SharePoint Foundation document management system address all of the following: What kinds of documents and other content can be created in an organization; What template to use for each kind of document; What metadata to provide for each kind of document;...
  • Intelledox

    Document automation Every organization should be able to reduce the time spent performing manual administrative tasks so they can focus on doing work that matters. Customer-Communications By taking control of the document life cycle through automation, organizations can boost...
  • Broadridge Financial Solutions, Inc.

    Document Management Solutions: Document management solutions from Broadridge put correspondence in your clients’ reach quickly and securely, while streamlining the exchange, archiving and retrieval of documents in any format. Solutions include: PostEdge, Electronic Prospectus and On-Demand Printing.
  • Interactive Intelligence

    AcroSoft is the premier provider of Insurance Content Management® Solutions. We enable organizations to track and manage transactions from inception through completion. The system allows organizations to accurately track and analyze workloads, manage & enhance user productivity, and to serve...
  • OnX Enterprise Solutions

    For more than two decades, OnX Enterprise Solutions has focused intently on a singular mission: help its clients achieve exceptional business results. It does so by designing, building, and managing enterprise data center solutions that help clients accelerate the growth and value of their...