Document Management (319 companies found)

Document management solutions for the financial services sector like the ones offered by the vendors in this category control the life cycle of documents for financial institutions of all kinds, including wealth management and investment firms, commercial banks, mortgage brokers and others. Some of the financial services document management capabilities these solutions provide include control of document creation, access and review, editing, publishing/distribution, and how they are ultimately disposed of or stored. In addition, many of these vendors’ solutions address compliance with financial services regulatory laws such as Graham-Leach-Bliley, NASD 3010 & NYSE 342, SEC 17a-3 and 17a-4, Sarbanes-Oxley sections 302 and 404 for public companies, and IRS Rev. Proc. 97-22. Click on the links to visit these companies' websites, learn more about the solutions they offer, or to contact them by phone or email.

  • Albridge Solutions

    Web-Based Portfolio Accounting & Performance Reporting
    Document Management System: Albridge offers a fully integrated, imaging, workflow and document management system accessible by front office, middle office and home office staff. The system is customizable, SEC 17 a-4 compliant, and provides users the ability to scan, store, retrieve, view and approve documents on the...
  • FinFolio

    Investment Potrfolio Management Software
    FinFolio develops and supports portfolio management software for financial professionals. Our clients include investment advisors, financial planners and wealth institutions with assets ranging from under $100 million to almost $100 billion.​​ Philosophy We think portfolio management...
  • DST Customer Communications

    DST Customer Communications helps you deliver engaging communications to maximize the customer experience. By seamlessly connecting customers with the content and channels they prefer across all interactions, you can create relevant transactional, marketing and regulatory communications that...
  • BP Logix Inc.

    BPM with Content/Document Management: Embedded within BP Logix workflow software is a highly collaborative, web-based content/document management system. It provides the functionality an organization needs to manage and secure documents and digital content, supporting users in all stages of the document lifecycle. The document...
  • Siemens PLM Quality Management Software

    IBS QMS: IBS Quality Management Software offers a full suite of compliance software, as well as solutions for quality assurance and quality control.
  • Canon U.S.A. , Inc.

    Canon U.S.A., Inc. is a leader in professional business and consumer imaging equipment and information systems. Our extensive product line and digital solutions enable businesses and consumers worldwide to capture, store, and distribute information. Canon products include color and...
  • Croesus

    Since 1987, Croesus has been providing sophisticated wealth management solutions to financial institutions throughout North America. Currently, 9,700 investment professionals use Croesus solutions to manage over $800 billion in assets. With its 150 dedicated employees, Croesus is recognized...
  • SS&C Technologies, Inc.

    TNR Solution™ for Real Estate: TNR Solution™ for Real Estate features a document management utility that stores all types of files for companies and contacts with flexible categorization and security features; Instantly upload multiple documents using drag and drop technology or the integrated document splitting tool (K1s,...
  • eSignLive by VASCO

    Silanis e-Vault Manager : Silanis e-Vault Manager is an enterprise solution designed to protect the value of electronic contracts throughout their lifecycle. The solution manages the secure transfer and storage of transferable records, such as promissory notes and chattel paper, between e-vaults, with the assurance that...
  • Broadridge Financial Solutions, Inc.

    Document Management Solutions: Document management solutions from Broadridge put correspondence in your clients’ reach quickly and securely, while streamlining the exchange, archiving and retrieval of documents in any format. Solutions include: PostEdge, Electronic Prospectus and On-Demand Printing.