Portfolio Compliance (53 companies found)

Compare and research Portfolio Compliance companies and businesses online.

  • Advent Rules Manager® Make Compliance an Asset
    Over the last 30 years of industry change, our core mission to help our clients focus on their unique strategies and deliver exceptional investor service has never wavered. With unparalleled precision and ahead-of-the-curve solutions, we've helped over 4,400 firms in nearly 60 countries — from...
  • Leading provider of compliance technology solutions
    FINRA Compliance Management Solutions: RegEd’s Enterprise Compliance, Audit and Conflicts Management Platform solutions enable firms to effectively and efficiently meet compliance obligations, proactively, manage their compliance program and identify and mitigate risk. Applications present in a common interface, optimizing usability...
  • Together We're Creating the Way Ahead
    State Street Global Exchange offers information, investment analytics and data solutions to help asset owners and managers create and execute their strategy. Our research and insights challenge investment approaches, while our information, data management and analytics tools show results and...
  • Investment Potrfolio Management Software
    FinFolio develops and supports portfolio management software for financial professionals. Our clients include investment advisors, financial planners and wealth institutions with assets ranging from under $100 million to almost $100 billion.​​ Philosophy We think portfolio management...
  • Thomson Reuters Corporation

    Complinet, Inc. is a leading provider of business critical compliance information and software solutions to the financial services industry. Combining compliance expertise with leading edge technology, Complinet specializes in providing simple-11
  • EMC Corporation

    The world's leading Healthcare - Life Sciences organizations—from large pharmaceutical, medical devices, and biotechnology companies to government entities, academic research labs, and hospital clinical labs—use EMC information infrastructure solutions to: Bring high-value therapeutics to market...
  • Courion Corporation

    Courion Corporation, the leader in identity and access management (IAM) solutions that effectively and securely manage user access risk, helps companies effectively manage risks associated with information access. More than 14 million users in 500 organizations worldwide rely on Courion’s...
  • Broadridge Financial Solutions, Inc.

    Bank & Brokerage Investor Communications: Proxy & Regulatory Communications Our proxy management expertise supports your business in meeting current and future regulatory requirements, helping to maximize transparency, mitigate risk, and reduce costs. Client & Marketing Communications We offer a comprehensive, technology-forward...
  • Tripwire

    Tripwire Compliance and Risk Management Solutions: Reduce costs and maintain IT compliance with Tripwire compliance automation. An increasing number of sophisticated threats have placed unprecedented pressure on information security managers, forcing them to meet external regulatory compliance requirements or internal security mandates in order...
  • Croesus

    Since 1987, Croesus has been providing highly sophisticated and intuitive portfolio management and CRM solutions to wealth management firms throughout North America. Currently, 9,500 investment professionals use the Croesus application to manage over $700 billion in assets. Croesus enables its...