Portfolio Compliance (53 companies found)

Compare and research Portfolio Compliance companies and businesses online.

  • Courion Corporation

    Courion Corporation, the leader in identity and access management (IAM) solutions that effectively and securely manage user access risk, helps companies effectively manage risks associated with information access. More than 14 million users in 500 organizations worldwide rely on Courion’s...
  • FundApps

  • Siemens PLM Quality Management Software

    CompliantPro: CompliantPro is the most comprehensive compliance management solution on the market today. CompliantPro offers the advantage of a robust, extremely flexible environment, adaptable to virtually any IT infrastructure. With CompliantPro, you can manage processes for communicating, monitoring, and...
  • Wolters Kluwer

    Wolters Kluwer Financial Services, the leading provider of regulatory compliance solutions and services, offers the industry’s most trusted solutions to address compliance requirements, reduce risk, increase growth and operate more efficiently.
  • Asset Control

    Asset Control provides centralized data management solutions for financial institutions worldwide. From business-entity to firm-wide projects, Asset Control offers a strategic reference and market data platform that delivers the accuracy, consistency and relevancy firms need to reduce costs and...
  • Fidessa group

    Minerva OEMS : Minerva OEMS is the first buy-side solution to provide comprehensive order management (OMS) and execution management (EMS) for all asset classes and markets in a single system. The OEMS includes highly configurable global order workflow, trading, fund allocation, integrated compliance, audit...
  • RegEd

    FINRA Compliance Management Solutions: RegEd’s Enterprise Compliance, Audit and Conflicts Management Platform solutions enable firms to effectively and efficiently meet compliance obligations, proactively, manage their compliance program and identify and mitigate risk. Applications present in a common interface, optimizing usability...
  • Croesus

    Since 1987, Croesus has been providing sophisticated wealth management solutions to financial institutions throughout North America. Currently, 9,700 investment professionals use Croesus solutions to manage over $800 billion in assets. With its 165 dedicated employees, Croesus is recognized for...
  • Broadridge Financial Solutions, Inc.

    Bank & Brokerage Investor Communications: Proxy & Regulatory Communications Our proxy management expertise supports your business in meeting current and future regulatory requirements, helping to maximize transparency, mitigate risk, and reduce costs. Client & Marketing Communications We offer a comprehensive, technology-forward...
  • BD Operating Systems Inc

    Comprehensive back-office system for introducing BD. Trading, receive payment, rep commissions, integrated general ledger, FOCUS, SSOI, Net Capital Computation, Compliance and Audit Trail. Rep software. Special components for RBC and Pershing. Download from clearing, DST-IDC, NSCC.