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Portfolio Compliance

List of Portfolio Compliance companies and vendors. Research and review Portfolio Compliance.
 
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Advent Rules Manager® Make Compliance an Asset
Advent Portfolio Exchange is an end-to-end solution integrating all phases of the investment management process - CRM, portfolio management, performance analytics, accounting, reporting and marketing. Advent Portfolio Exchange enables superior client service by giving users the...
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Web-Based Portfolio Accounting, Performance Reporting & Compliance
Albridge Sales Practice Monitoring : As regulators increase their focus on sales practices and suitability, financial organizations need more powerful tools for monitoring field activities—from fee-based planning to client suitability. Albridge Sales Practice Monitoring, powered by Actimize, draws from multi-custodial...
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Identity Access Management Access Governance Solutions
Courion Corporation, the leader in identity and access management (IAM) solutions that effectively and securely manage user access risk, helps companies effectively manage risks associated with information access. More than 14 million users in 500 organizations worldwide rely on...
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A State Street Company. PAM® for Securities.
Princeton Financial Systems, a State Street company, is a leading provider of investment accounting, investment compliance, data management, performance measurement, and reporting solutions to the global investment industry. Our solutions are used worldwide by over 430 leading...
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EMC Corporation
The world's leading Healthcare - Life Sciences organizations—from large pharmaceutical, medical devices, and biotechnology companies to government entities, academic research labs, and hospital clinical labs—use EMC information infrastructure solutions to: Bring high-value...
Broadridge Financial Solutions, Inc.
Broadridge Financial Solutions, Inc., with over $2.2 billion in revenues in fiscal year 2008 and more than 40 years of experience, is a leading global provider of technology-based outsourcing solutions to the financial services industry. Our systems and services include investor...
Tripwire
IT compliance: Reduce costs and maintain IT compliance with compliance automation. An increasing number of sophisticated threats have placed unprecedented pressure on information security managers, forcing them to meet external regulatory compliance requirements or internal security mandates in...
Croesus Finansoft
Founded in 1987, Croesus has established a solid reputation as one of the leading providers of portfolio management and CRM software. Thousands of users from financial institutions to independent firms rely on CROESUS to manage their clients’ investment portfolios, monitor...
BD Operating Systems Inc
Comprehensive back-office system for introducing BD. Trading, receive payment, rep commissions, integrated general ledger, FOCUS, SSOI, Net Capital Computation, Compliance, Rep Reports via Web/Email. Extensive reporting. Download from clearing, NSCC.
Advanced Software Concepts Inc.
Advanced Software Concepts' Account Open software effectively eliminates the need for a paper and manual intensive process of opening a retail brokerage account. With a front end solution that seamlessly integrates with your Back Office, return on investment (ROI) is achieved through...
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