The Elements™ of a Comprehensive Compliance Automation Platform.
Our compliance platform takes you to the site.
Our automated supervisory and compliance service utilizes deep-scan technology to search email, email attachments, instant messages, Bloomberg Mail, and social media posts for your organization’s defined lexicon. Once found, your industry can take the prescribed action specified by your organization’s compliance policies.
• Search capabilities for all media types regardless of input device
• Virtually real-time reporting
• Upload information for other supervisors to review
• Implement policy through our platform
• Supervise all electronic communication messages and attachments
• Supervise all electronic communications from the same easy-to-use web interface
• Regulatory content surveillance and reporting
• Trade surveillance notification and reporting
• Advertising review notification and reporting