Customer Communications and Archiving Solutions
RegEd’s Customer Communications Compliance Solution Suite enables firms to install strong oversight across the Advertising Review process, effectively monitor social media usage and maintain compliance with email and social media archiving requirements. The solution suite includes RegEd’s...
FINRA Compliance Management Solutions
RegEd’s Enterprise Compliance, Audit and Conflicts Management Platform solutions enable firms to effectively and efficiently meet compliance obligations, proactively, manage their compliance program and identify and mitigate risk. Applications present in a common interface, optimizing usability...
Conflicts of Interest Management Solutions
RegEd’s fully integrated Conflicts of Interest Management Solution Suite enables firms to seamlessly monitor, identify and remedy conflicts of interest and code of conduct issues among the firm’s registered population. The solution comprises five modules which can be implemented individually or...
Contracting, Licensing and Registration Solutions
Xchange, RegEd’s Enterprise Registration and Licensing solution, developed in collaboration with top industry firms, has been implemented in over 150 financial services firms across the nation. Xchange is unique in its ability to drive unparalleled operational efficiency and optimize all processes...
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