RegEd is a leading provider of compliance technology solutions with relationships with more than 400 enterprise clients, including 80% of the top 25 broker-dealers and top 25 insurance companies. Established in 1994 by former regulators, the company is a recognized industry authority and has created the standard of excellence for rule-based and content-driven compliance automation for insurance companies, investment advisors and broker-dealers. RegEd solutions drive new levels of operational efficiency and enable firms to cost-effectively comply with regulations and mitigate risk. For more information, please visit our website.
BNY Mellon is a leading asset management and securities services company, uniquely focused to help clients manage and move their financial assets and succeed in the rapidly changing global marketplace.
Insurance Technologies started in 1995 with a simple goal: transform the insurance and financial services industry through powerful sales and regulatory sales automation solutions that empower financial professionals and advisors to better serve their customers. For more than 20 years, carriers...
RegEd’s Customer Communications Compliance Solution Suite enables firms to install strong oversight across the Advertising Review process, effectively monitor social media usage and maintain compliance with email and social media archiving requirements. The solution suite includes RegEd’s... Read more
RegEd’s Enterprise Compliance, Audit and Conflicts Management Platform solutions enable firms to effectively and efficiently meet compliance obligations, proactively, manage their compliance program and identify and mitigate risk. Applications present in a common interface, optimizing usability... Read more
RegEd’s fully integrated Conflicts of Interest Management Solution Suite enables firms to seamlessly monitor, identify and remedy conflicts of interest and code of conduct issues among the firm’s registered population. The solution comprises five modules which can be implemented individually or... Read more