Risk Management & Analytics

Conflicts of Interest Management Solutions

Available from RegEd

Product Overview

Conflicts of Interest Management Solutions

RegEd’s fully integrated Conflicts of Interest Management Solution Suite enables firms to seamlessly monitor, identify and remedy conflicts of interest and code of conduct issues among the firm’s registered population. The solution comprises five modules which can be implemented individually or together:

Gifts and Gratuities
Outside Business Activities
Political Contributions
Personal Trade Monitoring
Conflicts of Interest Questionnaires

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